Date: 2016-02-16 18:00:19

Economy

Finance

Money

United States securities law

Corporate crime

U.S. Securities and Exchange Commission

Uniform Investment Adviser Law Exam

Financial adviser

Patent application

Financial Industry Regulatory Authority

Broker-dealer

Investment Advisers Act

HOW TO REGISTER AS A CALIFORNIA REGISTERED INVESTMENT ADVISER California Department of Business Oversight 1515 K Street, Suite 200 Sacramento, CA 95814

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