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Comments on SR-MSRB[removed]These comments are being submitted on behalf of a registered Investment Adviser (RIA) and Municipal Advisor (MA). In short, we believe that individuals who are Chartered Financial Analyst (CFA
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Document Date: 2014-12-30 13:25:17
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File Size: 63,16 KB
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Company
CFA Institute /
The MSRB /
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Event
Business Partnership /
M&A /
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Facility
CFA Institute /
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IndustryTerm
advisory services /
municipal advisory services /
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Position
representative /
registered Investment Adviser /
proposed Municipal Advisor /
Chartered Financial Analyst /
adviser /
Municipal Advisor /
Investment Advisor /
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URL
http /
SocialTag
Business
Financial economics
Investment
Financial services
Municipal Securities Rulemaking Board
CFA Institute
Financial adviser
Uniform Investment Adviser Law Exam
Registered Investment Advisor
Financial planning