Chartered Financial / David Massey NASAA / NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC. / / /
Event
Person Communication and Meetings / / /
IndustryTerm
regulatory management / /
Organization
NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION / Investment Management U.S. Securities Exchange Commission / INC / Acting Director Division / FINRA / /
Person
David Massey / Rick Hancox / Fred Joseph / Patricia Struck / Preston DuFauchard / Jack Herstein / Denise Voigt Crawford / Frank Widmann / Thomas Selman / Matthew Neubert / Joseph P. Borg / Jennifer B. McHugh / Joey Brady / / /
Position
Advisor / Investment Counselor / investment adviser representative / Executive Director / President / President North Carolina Deputy Securities Administrator / Broker / Russ Iuculano Secretary / executive vice president for regulatory management / Investment Adviser / Treasurer / Deputy General Counsel at jb@nasaa.org Yours / representative / Analyst / dealer / Financial Planner / Chairman and / adviser / Consultant / Personal Financial Specialist / /
ProvinceOrState
Texas / Nebraska / Wisconsin / New Brunswick / Alabama / Florida / North Carolina / California / Arizona / Colorado / D.C. / /
Microsoft Word - NASAA Response to Selman Ltr - Final