United States Securities and Exchange Commission

Results: 27953



#Item
991Finance / Financial economics / 73rd United States Congress / Financial system / Securities / Form 4 / Securities Exchange Act / Filing / Prospectus / United States Securities and Exchange Commission / United States securities law / SEC filings

Staff Statement on Certain Programming Changes to EDGAR for Issuers of Asset-Backed Securities

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Source URL: edgar.sec.gov

Language: English - Date: 2005-11-07 17:25:16
992U.S. Securities and Exchange Commission / Financial economics / Investment / Government / 76th United States Congress / Investment Advisers Act / T. Rowe Price

T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd

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Source URL: edgar.sec.gov

Language: English - Date: 2015-04-09 09:54:54
993Securities and Exchange Commission Form 10-Q / Financial regulation / Government / Finance / SEC filings / Securities Exchange Act / U.S. Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: www.sec.gov

Language: English - Date: 2015-04-27 19:18:43
994Securities / Self-regulatory organizations / Security / Stock market / Repurchase agreement / Securities market / United States securities law / U.S. Securities and Exchange Commission / Bond / Financial economics / Finance / Economics

Report on Transactions In Municipal Securities

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Source URL: edgar.sec.gov

Language: English - Date: 2004-06-30 16:34:45
995Stock market / Finance / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law / Regulation NMS / Order / Chicago Stock Exchange / Securities Exchange Act / Financial markets / Financial economics / Investment

EXHIBIT A PLAN TO IMPLEMENT A TICK SIZE PILOT PROGRAM SUBMITTED TO THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO

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Source URL: www.sec.gov

Language: English - Date: 2015-05-07 10:41:21
996Government / Administrative law / Decision theory / Rulemaking / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / U.S. Securities and Exchange Commission / Administrative Procedure Act / Law / United States administrative law / New Deal agencies / Politics of the United States

March 15, 2012 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street, NE Washington, DCRe:

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Source URL: www.sec.gov

Language: English - Date: 2012-03-16 16:23:16
997Financial regulation / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 6, 2015 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov

Language: English - Date: 2015-05-06 16:31:15
998Bankruptcy / Financial services / Institutional investors / Law in the United Kingdom / Receivership / Fair Fund / Defendant / Mutual fund / Lawsuit / Financial economics / Investment / Business

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File NoPROPOSED PLAN OF

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-07 12:57:11
999Finance / Financial markets / Daniel Imperato / United States Securities and Exchange Commission / Financial regulation / Short selling / Securities Exchange Act / U.S. Securities and Exchange Commission / Investment Company Act / United States securities law / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Rel. NoMarch 27, 2015 Admin. Proc. File No

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Source URL: www.sec.gov.

Language: English - Date: 2015-03-27 10:58:56
1000Corporate governance / United States corporate law / United States securities law / Financial economics / Regulation S-K / Form 10-K / Finance / Insurance / U.S. Securities and Exchange Commission / SEC filings / Investment / Auditing

Microsoft WordALX 10-K

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Source URL: www.alx-inc.com

Language: English
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