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[removed]cv Serricchio v. Wachovia Securities, LLC UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT ____________________
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Document Date: 2011-09-15 13:39:57

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File Size: 93,85 KB

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City

New York / Washington / D.C. / Stamford / /

Company

vWACHOVIA SECURITIES LLC / Wachovia Securities LLC UNITED STATES / Seyfarth Shaw LLP / Golub & Teitell LLP / Appellant Wachovia Securities LLC / Westport / Prudential Securities LLC / PRUDENTIAL SECURITIES INC. / Sullivan Drydock & Repair Corp. / /

Country

United States / /

Currency

USD / /

Event

Company Expansion / Reorganization / M&A / Person Communication and Meetings / /

IndustryTerm

case law / bank / /

Organization

United States District Court for the Southern District of New York / Supreme Court / United States Department of Justice / U.S. Securities and Exchange Commission / United States Air Force Reserve / Congress / United States Department of Labor / Civil Rights Division / office of the Solicitor / Air Force / United States District Court for the District of Connecticut / /

Person

Frank Murgalo / Brian D. Murphy / Erin Aslan / Joseph Zinicola / DAVID S. GOLUB / Ken Rotondo / John G. Koeltl / M. PATRICIA SMITH / Dennis J. Dimsey / Craig N. Yankwitt / Jonathan M. Levine / Amicus Curiae / Marilyn J. Ramos / MICHAEL SERRICCHIO / Thomas E. Perez / Lawrence Meyers / Reserve / /

Position

attorney / Employee Relations Specialist / financial advisor / counsel / Circuit Judge / advisor / various advisors / broker / Assistant Attorney General / Clerk / Secretary / First Vice President / Solicitor / District Judge / Solicitor of Labor / member / /

ProvinceOrState

New York / Connecticut / /

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