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United States Securities and Exchange Commission / Securities / Financial economics / Financial system / Finance / United States securities law / 73rd United States Congress / Securities Exchange Act


Date the fine was imposed: June 10, 2014 Recipient of the fine: Employee Chi XX of Waterland Securities Co., Ltd.
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Document Date: 2014-08-19 05:27:36


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File Size: 26,50 KB

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Company

Waterland Securities Co. Ltd. / Prescope Technologies Co. Ltd / Ordering Waterland Securities Co. Ltd. / /

Event

Debt Financing / M&A / /

Position

chief financial officer / /

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