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Financial regulation / Registered Investment Advisor / Securities Exchange Act / Investment Advisers Act / U.S. Securities and Exchange Commission / SEC Rule 10b-5 / Securities Act / United States / Financial system / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress


UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoFebruary 23, 2015 SECURITIES EXCHANGE ACT OF 1934
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Document Date: 2015-02-23 17:18:36

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File Size: 12,35 KB

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Company

TOTAL WEALTH MANAGEMENT INC. / Total Wealth Mgmt. Inc. Securities Exchange / /

Country

United States / /

Event

Person Communication and Meetings / /

Organization

Division of Enforcement / Securities and Exchange Commission / /

Person

JACOB KEITH COOPER / NATHAN MCNAMEE / Brenda P. Murray / DOUGLAS DAVID SHOEMAKER / /

Position

current president and chief compliance officer / ORDER GRANTING EXTENSION Chief / CEO / registered investment adviser / Chief Judge / officer / co-founder / Judge / Brent J. Fields Secretary / co-founder and former chief compliance officer / /

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