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Universal Market Integrity Rules
Results: 172

#	Item
1	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-08 09:26:08 Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada Stock market Economy Universal Market Integrity Rules Security Business
2	Enforcement REPORT Protecting Investors and Fostering Fair, Efficient and Competitive Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-03-30 16:11:04 Financial regulation Investment Industry Regulatory Organization of Canada Universal Market Integrity Rules Canadian securities regulation Financial adviser Canadian Securities Administrators
3	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-03-16 14:21:04 Economy Finance Financial regulation Investment Industry Regulatory Organization of Canada Business Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Bankruptcy Universal Market Integrity Rules Exempt market dealer
4	Administrative Notice General Dealer Member Rules UMIR Please distribute internally to: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-03-11 08:46:03 Financial regulation Investment Industry Regulatory Organization of Canada Canadian Securities Institute U.S. Securities and Exchange Commission Canadian securities regulation Securities Act Universal Market Integrity Rules Exempt market dealer
5	Annual Consolidated Compliance Report 2016 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-02-18 10:46:03 Self-regulatory organizations Economy Finance Money Financial regulation Investment Industry Regulatory Organization of Canada United States securities law Financial markets Canadian securities regulation Financial Industry Regulatory Authority Universal Market Integrity Rules Securities market
6	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-13 15:36:04 Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules Financial economics Franchising Financial system Business Self-regulatory organizations Financial regulation
7	Enforcement Notice General Please distribute internally to: Legal and Compliance Operations Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-13 11:16:03 Business Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
8	IIROC Policy Priorities - Update Report L E G E N Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-19 14:41:00 United States administrative law Investment Industry Regulatory Organization of Canada Public comment Government Politics Business Economy of Canada Universal Market Integrity Rules Securities
9	For further information, please contact: June Yee Manager, Corporate Communications[removed]removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-01-13 11:36:04 Financial economics Financial system Business Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada
10	For further information, please contact: Karen Archer Senior Media and Public Affairs Specialist[removed]removed] Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-12-17 10:51:04 Mathematical finance Investment Algorithmic trading High-frequency trading Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Canadian securities regulation Stock market Market maker Financial markets Financial economics Finance

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