American Stock Exchange LLC / Chicago Stock Exchange Incorporated / Securities Dealers Inc. / New York Stock Exchange Inc. / Amex / Original Applicant Funds / Notice of Filing / /
Event
Second Stock Issuance / /
Facility
Investment Company Institute / /
IndustryTerm
accounting related services / questionable accounting / /
Organization
Division of Investment Management / Commission for the New York Stock Exchange / Investment Company Institute / Future Fund / National Association of Securities Dealers / Securities and Exchange Commission / NASD / /
Person
Dorothy M. Donohue / Nancy Sanow / Jonathan G. Katz / Jill M. Peterson / Margaret H. McFarland / Claudia Crowley / /
Position
executive officer / director composition and independence standards / Counsel / CEO / director nomination structure / investment adviser / administrator / administrator / principal underwriter / director / Assistant Secretary / Chief Executive Officer / director independence / outside auditor / interim Chairman / Secretary / Deputy Secretary / Vice President / Listing Qualifications / officer / Assistant Director / Division of Market Regulation / /
[removed]Federal Register / Vol. 68, No[removed]Monday, December 8, [removed]Notices Third, Applicants seek the flexibility to list each Fund’s VIPER Shares on any