NYSE Arca Inc. / BATS Y Exchange Inc. / Euroclear / NASDAQ OMX BX Inc. / EDGX Exchange Inc. International Securities Exchange / Mortgage Backed Securities Clearing Corporation / EDGA Exchange Inc. / Ernst & Young Global Limited / CUSTOMERS AND NON-CUSTOMERS The Company / Chicago Board Options Exchange / The Depository Trust Company / Fixed Income Clearing Corporation / Government Securities Clearing Corporation / National Stock Exchange / BATS Z Exchange Inc. / MKT LLC / C2 Options Exchange Incorporated / The Options Clearing Corporation / Directors Apex Clearing Corporation / Financial Industry Regulatory Authority / National Securities Clearing Corporation / NASDAQ OMX PHLX Inc. / NASDAQ Stock Market / U.S. GAAP / Securities Investor Protection Corporation / Apex Clearing Holdings / BOX Options Exchange LLC / Apex Clearing Corporation / Ernst & Young LLP / /
Country
United States / /
Currency
USD / /
Event
Security Buyback / / /
IndustryTerm
prime brokerage / bank / short-term bank facilities / back office services / /
Organization
U.S. government / Board of Directors Apex Clearing Corporation We / Securities and Exchange Commission / U.S. Treasury / / /
Position
correspondent / clearing broker-dealer / Auditor / related introducing broker / using broker / /
Apex Clearing Corporation Statement of Financial Condition December 31, 2013 Apex Clearing Corporation is a member of FINRA, NYSE MKT LLC, NYSE Arca, Inc., BATS Y Exchange, Inc., BATS Z Exchange, Inc. BOX Options Exchan