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Disgorgement / U.S. Securities and Exchange Commission / Government / Corporate crime / Fair Fund / United States Securities and Exchange Commission


Administrative Proceeding: Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC,
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Document Date: 2009-12-22 15:33:30


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File Size: 36,16 KB

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Company

LaBranche & Co. LLC / Fleet Specialist Inc. / Leeds & Kellogg Specialists LLC / Heffler / Radetich & Saitta L.L.P. / Citizens Bank / Bear Wagner Specialists LLC / New York Stock Exchange. / Bank of Pennsylvania / SIG Specialists Inc. / Performance Specialist Group LLC / Moolen Specialists USA LLC / /

Country

United States / /

Currency

USD / /

Event

Person Communication and Meetings / /

IndustryTerm

adequate supporting documentation / estimated banking fees / estimated printing / /

Organization

Commission’s New York Regional Office / Securities and Exchange Commission / /

Position

Regional Director / fund administrator / Representative / member of the Enforcement / Murphy Secretary / /

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