| Document Date: 2015-01-09 04:07:41
Open Document File Size: 279,67 KBShare Result on Facebook
City Washington / / Company Morgan Stanley Smith Barney LLC / Morgan Stanley & Co. LLC / Verus Financial LLC / Morgan Stanley Distribution Inc. / / Event Business Partnership / / IndustryTerm brokerage services / retail brokerage accounts / retail brokerage account / unclaimed property audit / / Movie Scope of the Audit / / Position non-Company affiliated broker / financial advisors / Auditor / representative / auditor for the Signatory States / / ProvinceOrState South Dakota / Texas / Tennessee / Lead Signatory States / New Jersey / Nebraska / Kentucky / Vermont / West Virginia / Ohio / Wisconsin / Minnesota / Alabama / District of Columbia / Pennsylvania / Montana / Rhode Island / South Carolina / Maryland / Oklahoma / Illinois / Nevada / Indiana / Louisiana / Oregon / Florida / California / Georgia / Iowa / Arizona / Massachusetts / Idaho / Arkansas / Washington / Michigan / New Hampshire / / Region West Virginia / / Technology ATM / /
SocialTag |
MORGAN STANLEY AUDIT RESOLUTION AGREEMENT This Audit Resolution Agreement sets forth the terms and conditions for finalizing and resolving the unclaimed property audit that Verus Financial LLC ("Auditor") is conducting