CITIGROUP GLOBAL MARKETS INC. / Vivint Solar Inc. / BARCLAYS CAPITAL INC. / MORGAN STANLEY & CO. LLC / FENNER & SMITH INCORPORATED / Individual Defendants / Defendant The Blackstone Group L.P. / CREDIT SUISSE SECURITIES (USA) LLC / GOLDMAN SACHS & CO. / BLACKSTONE ADVISORY PARTNERS L.P. / Securities Act / V. 14 CV 7 VIVINT SOLAR INC. / Defendant Vivint / The Blackstone Group L.P. / MERRILL LYNCH / DEUTSCHE BANK SECURITIES INC. / New York Stock Exchange / Pierce / /
Country
United States / /
Currency
USD / /
Event
Business Partnership / Judicial Event / M&A / IPO / Company Expansion / /
Facility
UNITED STATES DISTRICT COURT / /
IndustryTerm
residential solar energy unit installer / residential and commercial photovoltaic systems / solar electricity / fund placement services / hedge fund solutions / solar energy system / energy system owners / media reports / residential solar systems / energy / liability insurance / solar energy systems / investment banking houses / residential solar energy industry / financial advisory services / interstate telephone communications / residential solar installer / solar energy / real estate funds / /
Organization
United States Securities and Exchange Commission / /
Person
DANA C. RUSSELL / JOSEPH F. TRUSTEY / GREGORY S. BUTTERFIELD / Alex J. Dunn / PETER F. WALLACE / Michael Feldman / Bruce McEvoy / David F. D'Alessandro / TODD R. PEDERSEN / THOMAS LIMA / JOSEPH S. TIBBETTS / /
Position
Chief Financial Officer / counsel / securities analyst / Chief Executive Officer / alternative asset manager / Underwriter / CEO / solar marketing model / managing director / President and a director / CFO / /
ProvinceOrState
New Jersey / Maryland / Hawaii / New York / NEW YORK THOMAS LIMA / California / Arizona / Massachusetts / /
Thomas Lima, et al. v. Vivint Solar, Inc., et al. 14-CV[removed]Complaint for Violation of the Federal Securities Laws