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Financial system / Self-regulatory organizations / Financial Industry Regulatory Authority / Securities Investor Protection Corporation / Broker-dealer / Security / Financial economics / United States securities law / Finance


Microsoft Word - WCG Disclosure Statements[removed]_f2_ _on new letterhead_
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Document Date: 2013-07-18 10:01:21

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File Size: 59,59 KB

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City

New York / Washington / /

Company

Securities Investors Protection Corporation / Pershing LLC / THE WILLIAMS CAPITAL GROUP L.P. / Securities Investor Protection Corporation / /

/

Event

M&A / /

IndustryTerm

bank / automated transaction processing / /

Organization

U.S. Securities and Exchange Commission / FINRA / Compliance Department / /

Person

DiAnne Calabrisotto / /

/

Position

contractor / /

ProvinceOrState

New York / D.C. / /

URL

www.tagaudit.com / www.finra.org / www.willcap.com / www.Pershing.com / www.sipc.org / /

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