York / Nassau / New York / Sachs / Hamilton / Washington / City / Long Island / New York City / /
Company
Chase Manhattan / New York Corporation / United Capital Management Inc. / Chase Manhattan Bank N.A. / WRI incorporated / Waddell & Reed Inc. / Commission & Reed Inc. / Funo / W&R United Funds Management / Ltd. / Securities Advisers / Goldman / Waddell & Reed International Ltd. / 71 United Capital Investment Fund Ltd / United International Fund / UFM / United Funds Group / /
Country
Bahamas / Bermuda / United States / /
Currency
USD / /
IndustryTerm
energy / /
Organization
Division of Enforcement / Securities and Exchange Commission / NASD / /
Person
ADMINISTRATIVE PROCEEDING / Geoffrey H. Bobroff / Gary N. Sundick / Chauncey M. Waddell / Robert F. Lynch / Franz F. Opper / Frederick M. Oppenheimer / Theodore Altman / David J. Markun / C. David J. Ma / /
Position
custodian / portfolio manager / president / manager / broker / Branch Chief / vice president / vice president and a director / registered broker-dealer / trustee / executive vice president and a director / underwriter / officer / underwriter for the Fund / custodian / or / Chairman / officer / capital shares / director / president and chairman of the Board / treasurer and director / president and a director / dealer / Private / Assistant / Chairman of the Board / Law Judge / /
Initial Decision-Private Proceedings