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Backgrounder - SEC Investor Advisory Committee Prepared for April 6, 2011 Investor Advisory Panel Symposium1 THE COMMITTEE CREATION The Securities and Exchange Commission (the “SEC”) established the Investor Advisory
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Document Date: 2013-12-18 18:17:20


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Company

TIAA-CREF / AARP Financial Incorporated / College Retirement Equity Fund / AARP Funds Hye-Won Choi (Co-Chair) Senior / Fund Democracy Inc. / BlackRock Mellody Hobson / Domini Social Investments LLC / Charles Schwab & Co. Inc. / /

Country

United States / /

Currency

USD / /

Facility

University of Mississippi Law School Stephen Davis Senior Fellow / /

IndustryTerm

securities products / personal finance topics / retail investors / investment products / travel expenses / /

Organization

Yale University School for Management / Teachers Insurance and Annuity Association / Project / Consumer Federation of America Dallas Salisbury / Securities and Exchange Commission Investor Advisory Committee / SEC Investor Education Subcommittee / Council of Institutional Investors COMMITTEE MEMBERS / U.S. Securities and Exchange Commission / Commission's mission / Investor Advisory Committee / FINRA / American Federation of Labor - Congress of Industrial Organizations / UNITED STATES SECURITIES AND EXCHANGE COMMISSION INVESTOR ADVISORY COMMITTEE CHARTER4 A. Committee / United States Senate / Employee Benefit Research Institute / Owner Subcommittee / University of Mississippi Law School Stephen Davis Senior Fellow / North American Securities Administrators Association / Education Subcommittee / Purchaser Subcommittee / U.S. House of Representatives / CFA Institute / New Committee / Committee on Financial Services / B. Authority / E. Agency / Committee on Banking / Housing / and Urban Affairs / Securities and Exchange Commission / Individual Investors Advisory Board / /

Person

Hye-Won Choi / Fred Joseph / Mark Latham / Kurt Stocker / Ann Yerger / Jeff Brown / Kurt Schacht / Richard (Mac) Hisey / Abe Friedman / FRANK ACT / Records Schedule / Adam Kanzer / Barbara Roper / Legislative / /

Position

Managing Director / Global Head of Corporate Governance / Executive Director / President / Vice President / General / General Counsel / Associate Professor of Law / Director of Proxy Democracy / Global Head of Corporate Governance & Responsible Investment / Advocate / Federal Officer / Vice President and Head of Corporate Governance / CEO / Chairman / Director / Securities Administrator for the State of Colorado / nonexecutive chair / Director of Investor Protection / Managing Director / Executive / Co-Chair / chair / Managing Director and General Counsel / Designated Federal Officer / representative / /

Product

Colorado / /

ProvinceOrState

Colorado / /

URL

http /

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