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United States securities law / Financial regulation / Financial economics / Business / Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial adviser / Securities Act / Finance / 73rd United States Congress / United States Securities and Exchange Commission


JP Turner & Company, LLC, and William L. Mello
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Document Date: 2012-09-10 10:39:15


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File Size: 101,88 KB

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City

Atlanta / /

Company

JP TURNER & COMPANY LLC / Dean Witter Reynolds Inc. / Kidder Peabody & Co. / Oppenheimer & Co. / JP Turner & Company Capital Management LLC / Experts Counsel Inc. / Dean Witter & Co. Inc. / /

Country

United States / /

Currency

USD / /

IndustryTerm

information technology departments / deceptive and manipulative device / software application / /

Organization

Division of Enforcement / Securities and Exchange Commission / /

Person

Dale E. Frey / William P. Hicks / William L. Mello / /

Position

producing branch manager / EVP reported / Chief Operating Officer / President / broker / Chief Counsel / vice president / Chief Executive Officer / investment adviser / Executive Vice President and Head / Regional Director / joint registered representative / Independent Consultant / independent contractor / consultant / registered representative / EVP / dealer / co-founder / /

ProvinceOrState

Georgia / /

PublishedMedium

the Experts Counsel Review / /

TVShow

Level 3 / /

Technology

information technology / /

SocialTag