| Document Date: 2006-11-30 12:16:35
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City Uniondale / Huntington / New York City / / Company BMG Advisory Services Ltd. / ETHAN THOMAS CO. INC. / / Currency cent / USD / / Event Reorganization / Judicial Event / / IndustryTerm advisory services / transportation / bank account / surrender existing variable annuity products / bank / / Organization Internal Revenue Service / NEW YORK SECURITIES AND EXCHANGE COMMISSION / Plaintiff SECURITIES AND EXCHANGE COMMISSION Northeast Regional Office / / Person PETER J. DAWSON / Dawson Enriched / MARK K. SCHONFELD / / / Position REGIONAL DIRECTOR Attorney / president / priest / Commissionregistered broker-dealer / officer / registered representative / aNew York State investment adviser / / ProvinceOrState New York / Florida / North Carolina / /
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MARK K. SCHONFELD (MS[removed]REGIONAL DIRECTOR Attorney for Plaintiff SECURITIES AND EXCHANGE COMMISSION Northeast Regional Office 3 World Financial Center