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Direct marketing / United States Securities and Exchange Commission / United States securities law / Securities Exchange Act / Federal Trade Commission / Securities regulation in the United States / National Do Not Call Registry / Telemarketing / Business / Marketing


Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. to Amend BYX Rules Related to Telemarketing
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Document Date: 2012-07-23 14:37:04

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File Size: 158,04 KB

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Company

BATS Y-Exchange Inc. / Financial Industry Regulatory Authority Inc. / BATS Global Markets Inc. / /

Event

Person Communication and Meetings / /

IndustryTerm

outbound telephone calls / telephone solicitations / Wireless Communications Proposed Rule / clearing services / variable insurance product / outbound telephone call / /

Organization

Federal Communications Commission / Federal Trade Commission / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / FINRA / /

Person

Robert W. Cook / Joe Ratterman / /

/

Position

broker-dealer / Director / Division of Trading and Markets / telemarketer / officer / director / broker / President and Chief Executive Officer / manager of a Member / dealer / branch manager / /

Technology

Wireless Communications / /

URL

http /

SocialTag