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Alternative display facility
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1	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-FINRAApril 24, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-24 15:26:15 Financial Industry Regulatory Authority Financial regulation United States Securities and Exchange Commission Financial economics Alternative display facility ACT U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Self-regulatory organizations Economy of the United States
2	SR-FINRA[removed]Text of proposed rule change Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-08-01 09:58:27 Investment Financial regulation Alternative display facility 73rd United States Congress United States Securities and Exchange Commission Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Trade Reporting And Compliance Engine United States securities law Stock market Financial economics
3	Page 16 of 35 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** 0100. GENERAL STANDARDS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-12 16:57:06** Business Securities Investment Stock market Financial Industry Regulatory Authority Alternative display facility Securities regulation in the United States Settlement Selling away United States securities law Finance Financial economics
4	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-FINRA[removed]January 27, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-28 08:18:38 Alternative display facility Financial economics Financial Industry Regulatory Authority Trade Reporting And Compliance Engine U.S. Securities and Exchange Commission Securities Exchange Act ACT United States securities law Economy of the United States Financial regulation
5	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 12, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-12 16:57:06 Financial economics Economy of the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Alternative display facility United States securities law Financial Industry Regulatory Authority Financial regulation
6	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-03 08:09:14 Financial Industry Regulatory Authority Financial regulation Business ACT OTC Bulletin Board U.S. Securities and Exchange Commission Alternative display facility Securities Exchange Act United States securities law Self-regulatory organizations Economy of the United States
7	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 12, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-13 00:41:48 Investment Financial system Financial Industry Regulatory Authority Alternative display facility Financial services Trade Reporting And Compliance Engine ACT Securities Exchange Act Broker-dealer United States securities law Financial economics Stock market
8	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 19, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-20 10:28:23 Financial system Stock market Investment Alternative display facility Financial Industry Regulatory Authority Consolidated Tape Association Securities Exchange Act U.S. Securities and Exchange Commission United States securities law Self-regulatory organizations Financial economics
9	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 27, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 an Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-28 09:31:24 Business Financial economics Stock market Financial Industry Regulatory Authority OTC Bulletin Board ACT Alternative display facility Securities Exchange Act U.S. Securities and Exchange Commission United States securities law Economy of the United States Self-regulatory organizations
10	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-02 10:29:29 Investment Business Financial Industry Regulatory Authority Securities Exchange Act Alternative display facility U.S. Securities and Exchange Commission Security Self-regulatory organization ACT United States securities law Stock market Financial economics

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