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Annette Nazareth
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#	Item
1	CSE-Sept14-9-7drft.er.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Basel II Capital requirement Bank regulation Financial Services Authority Basel I International Organization of Securities Commissions Joint Forum Net capital rule Annette Nazareth Financial regulation Finance Financial system
2	November 6, 2003 Mr. Jonathan G. Katz Secretary Ms. Annette L. Nazareth Director, Division of Market Regulation Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:38:12 United States securities law Economy of the United States Economy of New York City Finance United States Securities and Exchange Commission Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Market maker Self-regulatory organizations Financial markets Financial economics
3	Comment Letter 0n File Nos. SR-NASDAQ[removed], 4-533, 4-534 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-18 13:17:45 Economy of the United States Economy of the Philippines Abbreviations Ticker symbol Business Christopher Cox U.S. Securities and Exchange Commission NASDAQ Annette Nazareth Stock market Financial economics Investment
4	Comment Letter on File Nos. SR-NASDAQ[removed], 4-533, 4-534 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-05-25 11:28:35 New York Stock Exchange Ticker symbol Christopher Cox Annette Nazareth U.S. Securities and Exchange Commission NYSE Arca Kathleen Casey Paul Atkins Securities and Exchange Commission Economy of the United States Financial economics Investment
5	December 8, 2005 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]Attention: Jonathan G. Katz, Secretary Re: Commission Guidance Regarding Client Commission Practices under Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 13:34:34 U.S. Securities and Exchange Commission Christopher Cox Financial adviser Securities and Exchange Commission Annette Nazareth Government Economics Finance Soft dollar Business
6	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-28 11:23:48 United States Securities and Exchange Commission United States securities law United States NYSE Euronext New York Stock Exchange Roger W. Ferguson Jr. U.S. Securities and Exchange Commission CalPERS Securities Exchange Act Annette Nazareth Government Economy of the United States
7	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-29 16:55:35 WESL Christopher Cox U.S. Securities and Exchange Commission Fax Business Technology Annette Nazareth Financial adviser
8	COMMIITEE ON FINANCIAL SERVICES RICHARD HUGH BAKER 6TH DISTRICT.LOUISIANA COMMIITEE ON Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-10-23 10:37:05 Annette Nazareth Securities Exchange Act Government Securities and Exchange Commission Financial regulation Economy of the United States United States securities law Christopher Cox U.S. Securities and Exchange Commission
9	Microsoft Word[removed]Meeting w-Federated Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-15 15:36:35 Companies listed on the New York Stock Exchange Institutional investors United States securities law Federated Investors Mutual fund Securities Exchange Act Money market fund Annette Nazareth Financial economics Investment Financial services
10	MEMORANDUM TO: File Nos. S7-34-10, S7-06-11, S7-25-11, S7-40-11, S7-08-12 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-22 15:07:46 Bonds Securities Securities Industry and Financial Markets Association Stock market Annette Nazareth Wardwell Repurchase agreement Financial economics Investment Finance

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