1![UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-K È UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-K È](https://www.pdfsearch.io/img/c28c1790345287339cb4358b5eeb9833.jpg) | Add to Reading ListSource URL: files.shareholder.comLanguage: English |
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2![GRI Application Level C, Guidelines G3.1 [GRI Content Index follows document] Report Prepared By: Evan Harvey Managing Director Corporate Sustainability GRI Application Level C, Guidelines G3.1 [GRI Content Index follows document] Report Prepared By: Evan Harvey Managing Director Corporate Sustainability](https://www.pdfsearch.io/img/92fd276145bed83913cd893bd769bfc9.jpg) | Add to Reading ListSource URL: www.nasdaqomx.comLanguage: English - Date: 2014-04-25 09:39:21
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3![List of the recognized foreign exchanges relative to the reporting requirement Art. 15 para. 2 SESTA determines that securities dealers must report all the information necessary to ensure a transparent market (reporting List of the recognized foreign exchanges relative to the reporting requirement Art. 15 para. 2 SESTA determines that securities dealers must report all the information necessary to ensure a transparent market (reporting](https://www.pdfsearch.io/img/953cc5611cdf261a1486f5cfbb518e93.jpg) | Add to Reading ListSource URL: www.finma.chLanguage: English - Date: 2014-05-27 12:47:24
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4![SIX Swiss Exchange Ltd Selnaustrasse 30 P.O. Box 1758 CH-8021 Zurich www.six-swiss-exchange.com SIX Swiss Exchange Ltd Selnaustrasse 30 P.O. Box 1758 CH-8021 Zurich www.six-swiss-exchange.com](https://www.pdfsearch.io/img/bf149e972d880b97a096376e37e0b9ba.jpg) | Add to Reading ListSource URL: www.six-swiss-exchange.comLanguage: English - Date: 2011-06-16 01:31:23
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5![SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSECC[removed]September 19, 2014 Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BSECC[removed]September 19, 2014 Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change](https://www.pdfsearch.io/img/a640d676672a655377ed776ba74b0356.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2014-09-22 08:21:00
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6![SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]September 23, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Amended and SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]September 23, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Amended and](https://www.pdfsearch.io/img/807df8c9e2d4c875cc7dcb8f71927cf7.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2014-09-23 17:22:42
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7![SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 23, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend the SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 23, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Amend the](https://www.pdfsearch.io/img/6b3ef637649fc93b633d940618d454c7.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2014-09-23 17:22:31
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8![For immediate release May 2, 2011 Edward Lowe Foundation receives $730,000 grant from the NASDAQ OMX Educational Foundation for research on job creation and capital access For immediate release May 2, 2011 Edward Lowe Foundation receives $730,000 grant from the NASDAQ OMX Educational Foundation for research on job creation and capital access](https://www.pdfsearch.io/img/ad3e0e59dfecd4471ac57441c18db827.jpg) | Add to Reading ListSource URL: edwardlowe.orgLanguage: English - Date: 2013-03-15 11:53:21
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9![NASDAQ OMX Nordic refers, for the purposes of this Q&A, either each individually or all together, to NASDAQ OMX Copenhagen A/S, NASDAQ OMX Helsinki Oy, NASDAQ OMX Stockholm AB and NASDAQ OMX Iceland hf. NASDAQ OMX Baltic NASDAQ OMX Nordic refers, for the purposes of this Q&A, either each individually or all together, to NASDAQ OMX Copenhagen A/S, NASDAQ OMX Helsinki Oy, NASDAQ OMX Stockholm AB and NASDAQ OMX Iceland hf. NASDAQ OMX Baltic](https://www.pdfsearch.io/img/8529485825c0702a2f6d2fd4a0f887a1.jpg) | Add to Reading ListSource URL: www.nasdaqomx.comLanguage: English - Date: 2014-04-22 06:55:46
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10![SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-BX[removed], SR-NASDAQ[removed], SR-Phlx2009-88) October 20, 2009 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; NA SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File Nos. SR-BX[removed], SR-NASDAQ[removed], SR-Phlx2009-88) October 20, 2009 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; The NASDAQ Stock Market LLC; NA](https://www.pdfsearch.io/img/bbfd0eeaec14817f49ce8694864bc2a5.jpg) | Add to Reading ListSource URL: www.sec.govLanguage: English - Date: 2009-10-21 14:48:08
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