<--- Back to Details
First PageDocument Content
Securities / Financial system / Finance / United States securities law / Securities Act / Newfoundland and Labrador / Canadian Investment Manager / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada
Date: 2012-01-11 15:27:23
Securities
Financial system
Finance
United States securities law
Securities Act
Newfoundland and Labrador
Canadian Investment Manager
Financial economics
Financial regulation
Investment Industry Regulatory Organization of Canada

DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ("IIROC") On October 1, 2007, in order to simplify the r

Add to Reading List

Source URL: iiroc.ca

Download Document from Source Website

File Size: 116,03 KB

Share Document on Facebook

Similar Documents

October 18, 2018 SBI Holdings, Inc. (Tokyo: 8473) Interim Results Announcement for the Six Months Ended September 30, 2018 of SBI SECURITIES

October 18, 2018 SBI Holdings, Inc. (Tokyo: 8473) Interim Results Announcement for the Six Months Ended September 30, 2018 of SBI SECURITIES

DocID: 1xVZg - View Document

Huobi Joins GLASS Network and Invests in SharesPost Huobi joins network enabling compliant trading of digital securities globally San Francisco, CA — August 15, 2018 — SharesPost, a leading provider of liquidity solu

Huobi Joins GLASS Network and Invests in SharesPost Huobi joins network enabling compliant trading of digital securities globally San Francisco, CA — August 15, 2018 — SharesPost, a leading provider of liquidity solu

DocID: 1xVUE - View Document

Huobi Joins GLASS Network and Invests in SharesPost Huobi joins network enabling compliant trading of digital securities globally San Francisco, CA — August 15, 2018 — SharesPost, a leading provider of liquidity solu

Huobi Joins GLASS Network and Invests in SharesPost Huobi joins network enabling compliant trading of digital securities globally San Francisco, CA — August 15, 2018 — SharesPost, a leading provider of liquidity solu

DocID: 1xVOE - View Document

UCITS – ESMA Developing a Common Understanding on Share Classes On the 23rd of December 2014 the European Securities and Markets Authority (

UCITS – ESMA Developing a Common Understanding on Share Classes On the 23rd of December 2014 the European Securities and Markets Authority ("ESMA") published a discussion paper on share classes of UCITS Funds with a vi

DocID: 1xVJY - View Document

TRADITION SECURITIES AND DERIVATIVES INC. (“TSD”) BROKER’S BROKERS PROCEDURES (MSRB RULE G-43) I.  General Obligations of TSD as a Broker’s Broker

TRADITION SECURITIES AND DERIVATIVES INC. (“TSD”) BROKER’S BROKERS PROCEDURES (MSRB RULE G-43) I. General Obligations of TSD as a Broker’s Broker

DocID: 1xVDy - View Document