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Securities / Financial system / Finance / United States securities law / Securities Act / Newfoundland and Labrador / Canadian Investment Manager / Financial economics / Financial regulation / Investment Industry Regulatory Organization of Canada


DELEGATION OF REGISTRATION AUTHORITY BY THE SUPERINTENDENT OF SECURITIES OF NEWFOUNDLAND AND LABRADOR TO THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ("IIROC") On October 1, 2007, in order to simplify the r
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Document Date: 2012-01-11 15:27:23


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Company

Market Regulation Services Inc. / /

Country

Canada / /

IndustryTerm

registration applications / /

Organization

Investment Dealers Association of Canada / INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA / /

Position

SUPERINTENDENT / /

ProvinceOrState

Newfoundland / /

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