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Commodity Pool Operator
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#	Item
1	CLIENT MEMORANDUM CFTC PROVIDES TEMPORARY REGISTRATION RELIEF FOR FUND OF FUND MANAGERS The Commodity Futures Trading Commission has issued temporary registration relief to Add to Reading List Source URL: www.willkie.com Language: English - Date: 2013-08-09 05:44:29 Commodity markets Economy Finance Money Commodity pool operator Commodity Futures Trading Commission Commodity trading advisor Willkie Commodity pool Futures contract
2	Dubai Mercantile Exchange Limited List of Permissible Overseas Jurisdictions December 2015 Add to Reading List Source URL: dubaimerc.com Language: English - Date: 2015-12-10 02:59:37 Economy Finance Money Commodity markets Financial markets Dubai Mercantile Exchange Systemic risk Commodity Futures Trading Commission Commodity pool operator Commodity broker Futures contract Commodity pool
3	Commodity Futures Trading Commission: Proposed Reauthorization in the 114th Congress Add to Reading List Source URL: www.fas.org Language: English - Date: 2016-08-05 09:36:39 Economy Finance Money Financial markets Commodity markets Systemic risk Self-regulatory organizations Commodity Futures Trading Commission Futures markets National Futures Association Commodity pool operator Derivative
4	CLIENT MEMORANDUM CFTC Proposes Amendments to Foreign Intermediary Exemptions August 5, 2016 Add to Reading List Source URL: www.willkie.com Language: English - Date: 2016-08-05 13:04:48 Commodity markets Finance Money Economy Commodity pool operator Commodity Futures Trading Commission Commodity trading advisor Futures contract Commodity pool Commodity Exchange Act Commodity broker Securities Exchange Act
5	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-28 09:59:16 Commodity markets Financial markets 76th United States Congress Institutional investors Exchange-traded fund Futures contract Commodity pool operator U.S. Securities and Exchange Commission Broker-dealer Financial adviser Investment Advisers Act Commodity Futures Trading Commission
6	Minneapolis Grain Exchange, Inc. Position Limit Exemption Request Form Pursuant to The Minneapolis Grain Exchange, Inc. (“MGEX” or “Exchange”) Regulation., to be eligible for an exemption from position l Add to Reading List Source URL: www.mgex.com Language: English - Date: 2015-11-19 16:39:17 Commodity Futures Trading Commission Futures markets Futures contract Commodity markets Minneapolis Grain Exchange Hedge Commodity Futures Modernization Act Commodity pool operator
7	DISCLOSURE DOCUMENT OF AFTER HOURS CAPITAL LLC A COMMODITY TRADING ADVISOR REGISTERED WITH THE COMMODITY FUTURES TRADING COMMISSION AND A MEMBER FIRM OF THE NATIONAL FUTURES ASSOCIATION Add to Reading List Source URL: www.afterhourscapital.com Language: English - Date: 2015-03-03 22:07:37 Financial system Commodity pool Commodity Futures Trading Commission Commodity Pool Operator Commodity trading advisor Futures contract Interactive Brokers National Futures Association Foreign exchange market Commodities market Financial economics Finance
8	Related Individuals Robert G Leonard Partner t: Christopher M Wells Add to Reading List Source URL: www.womensprivateequitysummit.com Language: English - Date: 2015-01-18 14:42:41 Commodity pool More Business Commodities market Commodity Pool Operator Commodity Futures Trading Commission
9	National Futures Association Member Town Hall Webinar March 23, 2015 Dan Roth: Add to Reading List Source URL: www.nfa.futures.org Language: English - Date: 2015-03-24 16:51:02 Commodities market Commodity Pool Operator Commodity Futures Trading Commission
10	Microsoft Word - ICI Statement on CFTC Reauthorization final[removed] Add to Reading List Source URL: www.ici.org Language: English Financial system Financial markets Late-2000s financial crisis Commodity Futures Trading Commission Commodity pool Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Commodity Exchange Act Commodity Pool Operator Commodities market Financial economics Financial regulation

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