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Finance / Financial system / National Futures Association / Commodity Futures Trading Commission / Commodity Exchange Act / Commodity trading advisor / Futures contract / Commodity Pool Operator / Commodities market / Financial economics / Financial markets


Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Adopting Interpretive Notice to Bylaw 1101 and Compliance Rules 2-9 and[removed]Rel. No[removed], File No. SR-NFA[removed])
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Document Date: 2004-10-13 12:21:47


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File Size: 177,23 KB

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Company

Trading System Developers And Their Trading Systems / /

IndustryTerm

promotional material promoting trading systems / web site links / member offering trade execution services / electronic media / advertising practices / non-customized computer software / execution services / advertising material / trade execution services / offer trade execution services / system developer / system developers / telephone hotlines / futures trading systems / Internet web sites / thirdparty system developer / computerized trading systems / /

Organization

Commodity Futures Trading Commission / National Futures Association / Division of Market Regulation / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / NFA’s Business Conduct Committee / /

Person

John C. Roeser / /

Position

counsel / commodity trading advisors / Commodity Trading Advisor / Senior Special Counsel / General Counsel / introducing broker / /

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