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Financial system / Commodity Futures Trading Commission / Commodity Futures Modernization Act / National Futures Association / Futures contract / Commodity Pool Operator / Foreign exchange market / Commodity pool / Commodity trading advisor / Commodities market / Financial economics / Finance


Microsoft Word - Daniel Roth Testimony _2_.doc
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Document Date: 2009-09-03 10:35:53


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File Size: 73,78 KB

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Company

Margin Requirements As / Forex Capital / National Futures Association / CFTC / /

Country

United States / /

Currency

USD / /

Event

Business Partnership / Reorganization / /

IndustryTerm

large trader / retail / insurance / natural gas / oil futures / bank / retail customer / law enforcement / retail customers / internet surveillance / /

Organization

U.S. Securities and Exchange Commission / Federal Bureau of Investigation / FINRA / Department of the Treasury / Congress / Court of Appeals / US Federal Reserve / Federal Reserve Board / FCMs / /

Person

Gensler / Stephen Walsh / Paul Greenwood / Daniel Roth / Schapiro / /

Position

commodity trading advisors / large trader / FCM/Broker-Dealer Capital Requirements Finally / President and Chief Executive Officer National Futures Association / broker sales practices / Chairman / investment adviser / President and Chief Executive Officer / hedge fund adviser / Adviser / /

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