Dealer equity option

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1	Tradier Brokerage Inc. Fourth Quarter 2014 SEC Rule 606 Report SEC Rule 606 ("Rule") requires all broker-dealers that route orders in equity and option securities to make available quarterly reports that present a genera Add to Reading List Source URL: d2ronhuflgo4cz.cloudfront.net Language: English - Date: 2015-02-06 09:38:56 Financial markets Corporate crime U.S. Securities and Exchange Commission Stock market Self-regulatory organizations NASDAQ Broker-dealer Securities Exchange Act Financial Industry Regulatory Authority Financial economics Investment Finance
2	Microsoft Word - ViewDocument Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 17:20:10 Financial system Options Clearing Corporation Exercise Floor broker Short Exchange-traded fund Broker-dealer Philadelphia Stock Exchange Dealer equity option Financial economics Financial markets Finance