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Direct holding system
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1	Ostrovskiy, Anatoly The intermediated securities system: Brussels I breakdown The European Legal Forum (E, © 2007 IPR Verlag GmbH München Add to Reading List Source URL: www.simons-law.com Language: English - Date: 2009-06-15 07:45:42 Contract law Conflict of laws European Union law Hague Securities Convention Netherlands Convention on the Law Applicable to Contractual Obligations Direct holding system Security Contract Brussels Regime Preliminary ruling Securities market
2	Investor Bulletin: Lost and Stolen Securities The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about lost and stolen securities and the Commission’s Los Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2012-09-07 09:46:03 Economics Financial markets Stock market Book entry Transfer agent U.S. Securities and Exchange Commission Bond Direct holding system Demat account Securities Financial economics Investment
3	Microsoft Word - Ch 6 - merged Draft 4 _06.01.04_ - clean.doc Add to Reading List Source URL: www.hkex.com.hk Language: English United States Securities and Exchange Commission Financial economics Stock market Investment Finance Direct holding system Securities Exchange Act United States securities law SEC filings 73rd United States Congress
4	GENERAL RULES OF CCASS PART A: RULES OF GENERAL APPLICATION CHAPTER 1 INTERPRETATION 101. Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2011-09-26 00:26:40 Stock market Business Investment Settlement Structured product Unidroit convention on substantive rules for intermediated securities Direct holding system Finance Securities Financial economics
5	Appendix 2 DOCUMENTS OF TITLE Part B Definitive Documents of Title Equity securities (must be in registered form) 1. Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2011-11-10 00:46:28 Securities Economics Bond Coupon Stock certificate Public key certificate Direct holding system Unidroit convention on substantive rules for intermediated securities Financial economics Stock market Business
6	Appendix 2 Documents of Title Part B Registered equity securities 1. Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2011-11-10 00:25:21 Business Investment Bond Coupon Stock certificate Public key certificate Direct holding system American depositary receipt Financial economics Stock market Securities
7	I have share certificates, how can I sell them? In most cases when companies sell you their shares, they will issue you with a certificate that represents your ownership in that company. As a shareholder you can go on to Add to Reading List Source URL: www.trop-x.com Language: English - Date: 2013-04-17 08:03:06 Finance Demat account Depository participant Settlement Stock certificate Dematerialization Financial market Direct holding system Depository Trust & Clearing Corporation Securities Financial economics Economics
8	The General Rules of CCASS Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2011-09-26 00:26:40 Stock market Business Investment Settlement Structured product Unidroit convention on substantive rules for intermediated securities Direct holding system Finance Securities Financial economics
9	August 31, 2010 To: From: Dr. Jeffrey Owens Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 02:41:39 Public economics Economics Public finance Tax Direct holding system Withholding tax Value added tax Indirect holding system Pay-as-you-earn tax Securities International taxation Finance
10	ISSUES CONCERNING SHANGHAI-HONG KONG STOCK CONNECT 1 1. What is the role of Hong Kong Securities Clearing Company Limited (HKSCC) in Shanghai-Hong Kong Stock Connect? HKSCC provides clearing, settlement and depository se Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2015-01-06 05:40:48 Financial system Security Shanghai Stock Exchange Securities market Indirect holding system Euroclear Direct holding system Settlement Securities and Futures Commission Securities Financial economics Finance

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