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Legal Department
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#	Item
1	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:49:44 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility
2	Tradition SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-19 16:23:28 Financial regulation Finance Commodity Futures Trading Commission SEF Commodity Exchange Act Securities Exchange Act CFTC Futures contract Economy of the United States Swap Execution Facility Commodity markets
3	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:51:43 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility
4	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-06 18:10:44 Commodity Futures Trading Commission Commodity Exchange Act Regulatory compliance Securities Exchange Act Economy of the United States Finance Commodity markets Swap Execution Facility
5	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:54:51 Commodity Futures Trading Commission Futures contract SEF CFTC Commodity Exchange Act Finance Economy Money Commodity markets Swap Execution Facility
6	LEGAL POLICIES & PROCEDURES GLOBAL CLIENT/THIRD P ARTY PRIV ACY & CONFIDENTI ALITY POLICY Department Legal & Compliance Add to Reading List Source URL: www.cushmanwakefield.com Language: English - Date: 2018-07-12 09:17:12 Law Prevention Security Privacy Data security Terms of service Secrecy National security Confidentiality Information security Information privacy Internet privacy
7	Tradition SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-19 16:24:34 Swap Execution Facility Commodity Futures Trading Commission Freedom of Information Act CFTC Government Law Administrative law
8	Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department TRADITION SEF, Inc. Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-05-15 08:45:29 Commodity Futures Trading Commission SEF Futures contract CFTC Derivative Finance Economy Economic law Commodity markets Swap Execution Facility
9	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-06-02 04:26:53 Systemic risk SEF Commodity Futures Trading Commission Securities Exchange Act Finance Regulatory compliance Credit default swap Economy CDX Swap Execution Facility
10	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:52:54 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility

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