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Swap Execution Facility
Results: 23

#	Item
1	Wholesale Markets Brokers Association Americas Announces Panel Structure For Swap Execution Facility Conference October 4, 2010 CFTC Chairman, Add to Reading List Source URL: www.wmbaa.com Language: English - Date: 2012-01-18 14:46:50 Economy Finance Money Swap Execution Facility Tradeweb Commodity Futures Trading Commission Financial markets Derivative Swap NEX Group Futures contract
2	Tradition SEF, Inc. The participant located in Quebec (the “Participant”) receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to Tradition that: Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2017-07-05 08:55:26 Economy Money Finance Financial markets Swap Execution Facility Payment systems Derivative Clearing house Clearing Counterparty ACT Investment Industry Regulatory Organization of Canada
3	The customer (“Customer”) named below located in Quebec and receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to the Tradition Group Swap Introducing Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2017-09-28 05:17:28 Economy Finance Money Financial markets United States securities law Swap Execution Facility Commodity broker Derivative Clearing house ACT Securities Investor Protection Corporation Financial Industry Regulatory Authority
4	n Industry profile Rick McVey, MarketAxess Photos: Claudia Gannon “We’re evolving from a ‘client-to-multi-dealer’ e-trading venue to an ‘all-to-all’ approach that Add to Reading List Source URL: www.marketaxess.com Language: English - Date: 2014-09-30 16:40:26 Economy Finance Money Systemic risk Financial markets Self-regulatory organizations Swap Execution Facility Stock market Financial risk Electronic trading Single-dealer platform Commodity Futures Trading Commission
5	CLIENT MEMORANDUM CFTC Issues Guidance and Temporary Exemptive Relief Regarding Cross-Border Swap Regulations July 22, 2013 Add to Reading List Source URL: www.willkie.com Language: English - Date: 2014-02-03 08:04:15 Economy Systemic risk Finance Money Commodity Futures Trading Commission Derivative Swap DoddFrank Wall Street Reform and Consumer Protection Act Commodity Futures Modernization Act Swap Execution Facility
6	Microsoft Word - OKCoin_Announcement_6docx Add to Reading List Source URL: www.teraexchange.com Language: English - Date: 2016-06-28 10:05:56 Economy Finance Money Cryptocurrencies Alternative currencies Self-regulatory organizations Systemic risk Commodity Futures Trading Commission Bitcoin Swap Execution Facility Nadex Derivative
7	Microsoft Word - Bitstamp_Announcement_6docx Add to Reading List Source URL: www.teraexchange.com Language: English - Date: 2016-06-28 10:06:15 Bitcoin Cryptocurrencies Commodity Futures Trading Commission Nadex Bitstamp Swap Execution Facility Futures contract Derivative Legality of bitcoin by country
8	Derivatives: Introduction and Legislation in the 114th Congress Add to Reading List Source URL: www.fas.org Language: English - Date: 2016-07-07 08:58:34 Systemic risk Financial markets Self-regulatory organizations Stock market Commodity markets Derivative Commodity Futures Trading Commission Swap Execution Facility Over-the-counter National Futures Association Commodity Futures Modernization Act Futures contract
9	Edition 6 Markets Regulation Client Newsletter – June 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Financial markets Financial regulation 111th United States Congress Financial services European Market Infrastructure Regulation Swap Execution Facility Over-the-counter Markets in Financial Instruments Directive
10	Edition 5 Markets Regulation Client Newsletter – May 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared Add to Reading List Source URL: cib.rbs.com Language: English Systemic risk European Market Infrastructure Regulation Swap Execution Facility Over-the-counter Derivative Markets in Financial Instruments Directive Commodity Futures Trading Commission Financial transaction tax Central Counterparty Clearing European Union financial transaction tax Foreign Account Tax Compliance Act DoddFrank Wall Street Reform and Consumer Protection Act

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