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1	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-07-18 11:21:04 Finance Economy Stock market Economy of Toronto Financial regulation Investment Industry Regulatory Organization of Canada Bloomberg Tradebook Liquidnet Aequitas Neo Toronto Stock Exchange Instinet NASDAQ
2	Inside Market Data waterstechnology.com/imd June 8, 2015 Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2016-07-19 17:17:00 Finance Money Financial markets Economy Liquidnet Dark liquidity Electronic trading platform Market data
3	Inside Market Data waterstechnology.com/imd June 8, 2015 Add to Reading List Source URL: www.interactivedata.com Language: English - Date: 2016-07-19 17:17:00 Financial markets Liquidnet Dark liquidity Electronic trading platform Market data
4	March 7, 2016 Liquidnet Canada Trading Rules1 I. II. Add to Reading List Source URL: www.liquidnet.com Language: English - Date: 2016-03-08 11:17:30
5	LIQUIDNET EUROPE LIMITED (“LIQUIDNET”) LIQUIDNET EUROPE EQUITY MTF PARTICIPATION RULES 1 Glossary Add to Reading List Source URL: www.liquidnet.com Language: English - Date: 2015-09-24 15:29:47
6	Press Release Interactive Data to Provide Evaluated Pricing Data to Liquidnet’s Fixed Income Dark Pool to Better Support Best Execution Objectives Continuous Fixed Income Evaluated Pricing Will Provide Liquidnet’s Pl Add to Reading List Source URL: www.interactivedata.com Language: English - Date: 2015-06-26 17:38:03 Finance Dark liquidity Interactive Data Corporation Electronic trading platform Electronic trading Market data Futures contract CanDeal London Stock Exchange Financial markets Financial economics Investment
7	PDF Document Add to Reading List Source URL: www.liquidnet.com - Date: 2015-02-23 16:32:08
8	PDF Document Add to Reading List Source URL: www.liquidnet.com - Date: 2015-02-23 16:31:09
9	Introduction Liquidnet Europe Limited (“LNEL”) is an investment firm authorised and regulated by the Financial Conduct Authority (“FCA”). LNEL is required to comply with the FCA’s Remuneration Code (the ‘Code Add to Reading List Source URL: www.liquidnet.com Language: English - Date: 2015-04-07 14:09:49 Corporations law Human resource management Management Income Remuneration Employment compensation
10	The European Union Capital Requirements Directive came into effect on 1 JanuaryIt introduced consistent capital adequacy standards and an associated supervisory framework in the EU based on the Basel Capital Accor Add to Reading List Source URL: www.liquidnet.com Language: English - Date: 2015-04-21 12:47:37 Ethics Management Banking Basel II Risk management Liquidity risk Operational risk Capital requirement Actuarial science Financial risk Risk

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