TRADITION SECURITIES AND DERIVATIVES INC. (“TSD”) BROKER’S BROKERS PROCEDURES (MSRB RULE G-43) I. General Obligations of TSD as a Broker’s Broker

Source URL: www.traditionamericas.com

• Auctions
• Economy
• Auction theory
• Marketing
• Microeconomics
• Bid price
• Bidding
• Shop at Bid

The Official Source for Municipal Disclosures and Market Data Instructions for Forms G-37, G-37x and G-38t Version 2.4, October 2016

Source URL: www.msrb.org

November 3, 2016 Rick A. Fleming Investor Advocate U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC

Source URL: www.msrb.org

MuniEdPro Fact Sheet_for Print

Source URL: www.msrb.org

Quick Ref. Guide Brochure V.2

Source URL: www.msrb.org

FY 2016 MSRB Board of Directors Applicants for Class of 2020 Margaret Annett The Art Institute of Chicago John Arnold Arizona Board of Regents Robert Auwaerter

Source URL: www.msrb.org

• Finance
• Economy of the United States
• Primary dealers
• Economy
• Investment banks
• Merrill Lynch
• Subprime mortgage crisis
• The Bank of New York Mellon
• Ameriprise Financial
• Stifel
• Bank of America

MISSION STRATEGIES AND RESOURCE BOARD REPORT Meeting January 21, 2016  MSRB received an Overture from Fossil Free PCUSA. A presentation and explanation of this overture was done by Mike Rugh (Ridgefield-Crystal Lake)

Source URL: www.blackhawkpresbytery.org

• Presbyterian Church
• MSRB

529 PLANS Investor’s Guide to 529 College Savings Plans

Source URL: www.msrb.org

MONITORING BONDS The Importance of Monitoring Municipal Bonds What to Know and Where to Find It Informed investors do their homework before buying a municipal

Source URL: www.msrb.org

2015 FACT BOOK PAGE 1 About the MSRB Fact Book

Source URL: www.msrb.org