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Manuel P. Asensio
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#	Item
1	Order Approving a Proposed Rule Change to Adopt FINRA Rule[removed]Restriction Pertaining to New Member Applications) and to Amend the FINRA Rule 9520 Series (Eligibility Proceedings) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-22 09:31:36 Investment Financial Industry Regulatory Authority Manuel P. Asensio U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Self-regulatory organization United States securities law Financial economics Finance
2	Manuel P. Asension vs. U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-07 17:42:44 United States securities law Financial regulation Manuel P. Asensio Securities Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Securities research Finance Financial economics Business
3	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-17 17:04:47 Investment Manuel P. Asensio Financial Industry Regulatory Authority Securities Exchange Act Registered representative U.S. Securities and Exchange Commission Securities research United States securities law Finance Financial economics
4	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-04 12:53:19 Business Financial Industry Regulatory Authority Manuel P. Asensio Securities Exchange Act Registered representative Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext General Securities Representative Exam United States securities law Finance Investment
5	Microsoft Word[removed]doc.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-21 08:20:00 Investment Financial Industry Regulatory Authority Manuel P. Asensio Self-regulatory organization U.S. Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Registered representative General Securities Representative Exam United States securities law Financial economics Finance
6	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-01 16:25:45 Financial economics Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Registered representative Manuel P. Asensio United States securities law Finance Investment
7	Request for rulemaking to require FINRA to propose new rules aimed at improving provisions for investor protection in FINRA rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-27 16:47:30 Finance Self-regulatory organizations Financial Industry Regulatory Authority Manuel P. Asensio U.S. Securities and Exchange Commission Securities Exchange Act Financial adviser Selling away Registered Investment Advisor United States securities law Business Financial economics
8	Report of Robert Lowry inr Hemispherx v. Manuel Asensio Add to Reading List Source URL: www.asensioexposed.com Language: English - Date: 2006-03-14 17:59:33 Financial regulation Short selling Financial markets Securities Naked short selling Short Securities Exchange Act Locate Manuel P. Asensio Financial economics Finance Financial system
9	PDF Document Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 17:49:32 Manuel P. Asensio United States securities law Securities Securities Exchange Act Securities research Short Finance Financial economics Investment
10	PDF Document Add to Reading List Source URL: www.finra.org Language: English - Date: 2013-03-21 18:28:45 Financial economics Short Citigroup Investment Finance Manuel P. Asensio

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