Training / Dodd-Frank Studies Working Group / IA Operations / Investment Adviser Zone Project Group / NASAA / Small Business/Limited Offering Project Group / Litigation Forum Project Group / Indiana Securities / Tennessee Securities / Pennsylvania Securities / Missouri Securities / /
Country
Puerto Rico / Canada / Mexico / United States / U.S. Virgin Islands / /
predatory banking practices / resources through technology / law meaningful investor protection reforms / respective decision makers / financial services / insurance regulators / retail customers / securities law violators / project groups / work product / banking / creative management / /
Organization
Outstanding Service / Jersey Bureau of Securities / Senate Banking Committee / House / U.S. Securities and Exchange Commission / Financial Stability Oversight Council / FINRA / Senate / George Washington University / SEC’s Investor Advisory Committee / New Jersey Bureau of Securities / Texas State Securities Board / Uniform Securities Act Committee / Pennsylvania Securities Commissioner Commission / Kansas office of the Securities / Financial Literacy Education Commission / House Subcommittee / the George Washington University / NASAA Board / Congress / Wall Street Commission / GAO / Enforcement Section and Federal Legislation Committee / House Financial Services Committee / New Hampshire’s Bureau of Securities / Investor Education Section and Communications Committee / /
Person
David Massey / Barney Frank / Mike Stevenson / David Weaver / Daphne Smith / Obama / Marc Minor / Gary Teran / Laura Levine / Mike Enzi / Judy Biggert / Keith Woodwell / Ruben Hinojosa / Steven Irwin / Glen Gainer / Jim Ropp / Arthur E. Wilmarth / Jr. / Rick Hancox / Chris Naylor / Denise Voigt Crawford / Barry Ritholtz / David was / Matt Kitzi / Russ Iuculano / Daniel Akaka / Mark Connolly / Bruce Kohl / Chris Biggs / / /
Position
interim secretary of state / Treasury Secretary / Executive Director / President / professor of law / Chief Executive / chair this group / vice chair / Auditor / Leadership President / Chief / Director Utah Securities Division / Federal Legislation Chair / author / wise counsel / financial commentator and author / Deputy Assistant Secretary for Financial Education and Financial Access / professor / investment adviser / financial commentator / Investment Fraud President / vice chair of the Enforcement / Pennsylvania Securities Commissioner / board member / General Counsel / Officer / board member and chair / President and Texas Securities Commissioner / First Western Advisors / Chairman / keynote speaker / director / Commissioner / Jump$tart Executive Director / Address Executive / chair / conference chair / Executive Director of the New Brunswick Securities The need / /
Product
Main Street / corporate governance / executive production / /
ProvinceOrState
New Mexico / District of Columbia / Maryland / Tennessee / Delaware / North Carolina / New Hampshire / Kansas / /
Summer[removed]NASAA Insight The Voice of State & Provincial Securities Regulation Regulatory Reform Bill Signed into Law