Uniform Securities Act

Results: 366



#Item
1U.S. Securities and Exchange Commission / United States securities law / Finance / New Deal / Economy / SEC filings / 73rd United States Congress / Crowdfunding / Securities Act / Regulation A / Security / Regulation S-K

Notice of Request for Public Comment Regarding a Proposed NASAA Model Rule and Uniform Notice Filing Form for Regulation A – Tier 2 Offerings

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-01-27 12:38:27
2Economy / Stock market / Corporate finance / Equity securities / Economics / Investment / Bond / Preferred stock / United States corporate law / Stock

CHAPTERINVESTMENTS. Article 1. General Provisions. Drafting note: Existing Chapter 3 of Title 26 consists of two articles: Article 1 (General Provisions) and Article 2 (Uniform Prudent Investor Act). Proposed Chap

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Source URL: codecommission.dls.virginia.gov

Language: English - Date: 2012-11-28 16:19:01
3Economy / Finance / Money / Taxation in the United States / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Institutional investors / Dividend / Cost basis / Mutual fund / Short

Mail Completed Form To: Azzad Funds C/O Mutual Shareholder Services 8000 Town Centre Dr. Ste 400 Broadview Heights, OHMake checks payable to: Azzad Funds

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Source URL: www.azzadfunds.com

Language: English - Date: 2015-04-22 19:03:18
4Law / Computer law / Uniform Electronic Transactions Act / Food and Drug Administration / Electronic signature / Consumer protection / Anti-circumvention / Securities Act / Radiation Control for Health and Safety Act / Electronic Signatures in Global and National Commerce Act

SOne Hundred Sixth Congress of the United States of America AT T H E S E C O N D S E S S I O N

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Source URL: magnushealth.com

Language: English - Date: 2014-02-05 10:46:04
5Finance / Economy / Money / United States securities law / Personal finance / Investment / Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / 529 plan / Coverdell Education Savings Account / Securities Investor Protection Corporation

Direct Application Edits pg1a

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Source URL: 4crqpl174usuilzb7axx3ukm-wpengine.netdna-ssl.com

Language: English - Date: 2016-05-02 11:13:03
6Finance / Economy / Money / Stock market / Investment / Securities Investor Protection Corporation / United States securities law / Security / Contract law / Securities Act / Uniform Commercial Code

Rules Relating to Satifaction of a “Claim for Cash” or a “Claim for Securities” 17 C.F.R. §§Adopted March 1988

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
7United States securities law / Economy / Finance / Law / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Uniform Securities Act / Registered representative / North American Securities Administrators Association / Joseph Borg / Securities Act / Filing

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org

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Source URL: nasaa.cdn.s3.amazonaws.com

Language: English - Date: 2016-08-03 14:20:30
8Investment / Financial markets / Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act / United States securities law / 529 plan / Mutual fund / Rate of return / Asset / ING Group / Savings and loan association

ASSET WORKSHEET RETURN TO: A. Student Information Southeastern Oklahoma State University 1405 N Fourth Avenue, PMB 4113

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Source URL: www.se.edu

Language: English - Date: 2016-04-07 16:04:45
9Payment systems / Corporate finance / Equity securities / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Cheque / Concurrent estate / Bank / Stock

Return your completed form to: Azzad Funds C/O Mutual Shareholder Services 8000 Town Centre Drive, Suite 400 Broadview Heights, OHQuestions? 888-To-AZZAD

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Source URL: www.azzadfunds.com

Language: English - Date: 2015-08-25 13:14:51
10Economy / Finance / Money / United States securities law / Corporate crime / U.S. Securities and Exchange Commission / Security / Insurance commissioner / Uniform Securities Act / Investor / Securities regulation in the United States

2,000 PARTICIPATED IN “DASH FOR THE STASH” INVESTOR EDUCATION AND PROTECTION PROGRAM IN LIBRARIES IN FIVE STATES AND D.C. $1,000 Contributions Provided to Six Participants in “Scavenger Hunt”-Like Contest Organiz

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Source URL: www.iinvest.org

Language: English - Date: 2015-08-20 18:30:27
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