 Date: 2014-04-08 09:09:20Funds Financial services Financial markets Exchange-traded fund Collective investment scheme Investment Advisers Act Open-end fund Financial adviser Securities market Financial economics Investment Finance | |  SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 7, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Li
Add to Reading ListSource URL: www.sec.govDownload Document from Source Website File Size: 243,58 KBShare Document on Facebook
|
![APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe](https://www.pdfsearch.io/img/978b22a5d4ac5f03ff2ee0835596abc5.jpg "APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe")
