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SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 7, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Li
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Document Date: 2014-04-08 09:09:20


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File Size: 243,58 KB

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Company

NYSE Arca Inc. / The Bank of New York Mellon / Invesco PowerShares Capital Management LLC / Standard & Poor / The NASDAQ Stock Market LLC / New York Stock Exchange / First Trust Preferred Securities / Invesco Distributors Inc. / Moody’s Investors Service Inc. / PowerShares Actively Managed Exchange-Traded Fund Trust / /

Country

Cayman Islands / United States / /

Event

Credit Rating / /

IndustryTerm

agent services / /

MarketIndex

Board Options Exchange Volatility / /

Organization

WisdomTree Emerging Markets Corporate Bond Fund / U.S. government / First Trust Senior Loan Fund / Board of Trustees / I. Self-Regulatory Organization / Securities and Exchange Commission / Self-Regulatory Organization / U.S. Treasury / Intermarket Surveillance Group / /

Position

No Sub-Adviser / principal underwriter / custodian / An investment adviser / investment adviser and the broker-dealer / Sub-Adviser / investment adviser / administrator / Banker / registered broker-dealer / Adviser / the Subsidiary / currency forward / Adviser / /

ProvinceOrState

Delaware / /

URL

http /

SocialTag