New York City / New York / Battle Ground / SANTA CRUZ / /
Company
Chief Compliance Officer J. Goldman & Co. / Moore Stephens International Limited / Alcion Ventures / Join Financial Research Associates / Counsel/Chief Compliance Officer Millburn Ridgefield Corporation / Fisher Lynch Capital / Millburn Ridgefield Corporation / Partner ACA Compliance Group / Gump Strauss Hauer & Feld LLP / Zweig-DiMenna Associates / FRA LLC / New Mountain Finance Corporation / Conference Organizer Financial Research Associates / Steven M. Felsenthal / ACA Compliance Group / Risk & Compliance Officer Saiers Capital / FINANCIAL RESEARCH ASSOCIATES / Comprehensive HF / Senior Principal Consultant ACA Compliance Group / Dubilier & Rice LLC / CLE Credits* Financial Research Associates / W. F R A L L C .CO / Silvermine Capital Management / Graywolf Capital / Chief Compliance Officer American Securities / J. Goldman & Co. / CPE Credits Financial Research Associates LLC / /
Continent
Europe / /
Country
United States / /
Currency
USD / / /
Event
Product Issues / /
Facility
InterContinental Times Square / Hotel Sofitel New York / Millennium Broadway Hotel / Westin Times Square / /
IndustryTerm
advisory services / proper risk management / tax solutions / compliance manuals/protocol / private investment groups / advertising/marketing / social media / public accounting / law firms / transaction services / real estate funds / captive insurance / midstream energy investments / compliance manuals/ protocols / compliance infrastructure / Web Mail / legal services / attestation services / verification services / law / /
Organization
U.S. Securities and Exchange Commission / FINRA / Renowned Speaking Faculty / European Union / National Association of State Boards of Accountancy / Your Fund / Princeton Club / FSA / Princeton Club in New York / /
Person
Adam J. Reback / Ensuring / Adam Nadborny / Bob Beinish / Steven M. Felsenthal / Jeffrey S. Wright / John P. Malfettone / Paula Bosco / Doug Rappaport / Jay Leek / Robert Strauss / Karl J. Jordan / LeAnn Kilarski / Kevin Farley / David H. Kanefsky / L.C. Debbie Richard / David Held / Lisa Conrad / Considering / Karl Jordan / Jason Ment / Richard Gump / Debbie Richard / Menna Lloyd-White / Maureen Kiefer-Goldenberg / Eric Goldstein / Christopher G. Samios / Ryan Matthews / Eric Feldman / Kristina Staples / Clayton / Marie Noble / Mary Cerio / Robert Schwartz / David Campbell / Blackstone Eric Feldman / Kathie Eberhard / / /
Position
advisor / General Counsel & Chief Compliance Officer / General / Chief Information Officer / Deputy General Counsel and Compliance Officer / investment advisors / broker / general counsel and chief financial officers / King Capital Management Nick Prokos / General Counsel and Chief Compliance Officer / comprehensive counsel / Private Investment / Bad Actor / Chief Financial Officer / local travel agent / counsel / Chief Financial Officer Fisher / Conference Director FINANCIAL RESEARCH ASSOCIATES / LLC Chief Compliance Officers General / Advisors / General Counsel /Chief Compliance Officer / King Capital Management / Managing Director & Chief Compliance Officer / business model / Executive Director / Chief Compliance Officer / Corporate Secretary / General Counsel / Officer / Chief Compliance Officer and Deputy General Counsel / General Counsel / Chief Compliance Officer / Senior Vice President Chief Information Security Officer / Vice President and Chief Compliance Officer / Chief Compliance Officer / Chair / Legal Counsel Chief Financial Officers Chief Operations Officers Managing Directors Attorneys Consultants / Executive Director / Chief Compliance Officer / Corporate Secretary New Mountain Finance Corporation / Chief / /
Hear Directly from CCOs, General Counsel, and Compliance Professionals + Earn 7 CPE and CLE Credits* Financial Research Associates presents the