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Scott Pomfret
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#	Item
1	Press Release - AI AwardsDOC Add to Reading List Source URL: www.sglawyers.com Language: English - Date: 2015-01-26 09:02:03 Investment Economics Scott Pomfret Financial economics Finance Hedge fund
2	7th Annual Asset Management Asia Seminar Legal, Regulatory and Compliance IssuesSeptember 2012, Singapore Add to Reading List Source URL: www.imas.org.sg Language: English - Date: 2012-11-02 05:07:50 Finance Institutional investors Collective investment schemes Hedge fund Mutual fund Investment banking Dodd–Frank Wall Street Reform and Consumer Protection Act Euromoney Scott Pomfret Financial economics Investment Financial services
3	Hear Directly from CCOs, General Counsel, and Compliance Professionals + Earn 7 CPE and CLE Credits* Financial Research Associates presents the Add to Reading List Source URL: www.frallc.com Language: English - Date: 2014-11-06 13:35:18 Financial services Corporate governance Regulatory compliance Hedge fund Due diligence Collective investment scheme Chief compliance officer Investment Company Act Scott Pomfret Financial economics Investment Finance
4	Lori A. Richards Lori A. Richards is the Director of the Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE), having been appointed on May 1, 1995. OCIE is responsible for admi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-07-12 12:55:36 Financial economics Business Government Scott Pomfret Genevievette Walker-Lightfoot Corporate crime U.S. Securities and Exchange Commission Financial adviser
5	2013 Compliance Outreach Program Boston Regional Office - May 16, 2013 BIOGRAPHIES Melissa Clough – Assistant Regional Director, Investment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-07 13:10:32 Investment Advisers Act Financial adviser Registered Investment Advisor Business Investment Adviser Association Financial economics Money Madoff investment scandal U.S. Securities and Exchange Commission 76th United States Congress Finance Scott Pomfret
6	2013 Compliance Outreach Program; Boston Regional Office Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-07 13:05:18 Accountant Scott Pomfret U.S. Securities and Exchange Commission
7	Implications of the Growth of Hedge Funds Staff Report to the United States Securities and Exchange Commission September 2003 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-09-29 09:15:46 Financial services Hedge fund U.S. Securities and Exchange Commission Prime brokerage Commodity pool Investment Advisers Act Private equity Financial adviser Scott Pomfret Financial economics Finance Investment
8	PDF Document Add to Reading List Source URL: compliancereporter.com Language: English Hedge fund U.S. Securities and Exchange Commission Investment banking Financial adviser Investment Advisers Act Securities regulation in the United States Madoff investment scandal Scott Pomfret Financial economics Investment Finance

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