Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha

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Date: 2017-03-31 11:07:20 Finance Economy Money Financial markets Brokerage firms Commodity markets Broker-dealer Fixed income Order Manning rule		Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha Add to Reading List Source URL: www.traditionamericas.com Download Document from Source Website File Size: 176,82 KB Share Document on Facebook

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	Page 73 of 79 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** Text of Proposed New FINRA Rule DocID: lLkI - View Document