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SEC Rule 17a-4
Results: 4

#	Item
1	Technical Report SEC 17a-4(f) Compliance Assessment Prepared by Cohasset Associates, Inc. Add to Reading List Source URL: www.lto.org Language: English - Date: 2014-09-08 23:25:28 Electromagnetism Magnetism Information science Tape recording Storage media Linear Tape-Open Magnetic tape data storage SEC Rule 17a-4 Tape drive Cartridge Magnetic tape Write once read many
2	iTernity iCAS Solution: SEC 17a-4(f) and CFTC 1.31(b)-(c) Compliance Assessment Add to Reading List Source URL: iternity.de Language: English - Date: 2014-11-17 07:02:59 United States Securities and Exchange Commission United States securities law Commodity Futures Trading Commission Records management Business Accountability Government Content management systems Information technology management SEC Rule 17a-4
3	iTernity iCAS Solution: SEC 17a-4(f) and CFTC 1.31(b)-(c) Compliance Assessment Add to Reading List Source URL: www.iternity.com Language: English - Date: 2014-11-17 07:02:59 United States Securities and Exchange Commission United States securities law Commodity Futures Trading Commission Records management Business Accountability Government Content management systems Information technology management SEC Rule 17a-4
4	Request for No-action Relief from Rule 17a-4 for Certain Form Filings Made on Web CRD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-21 13:53:43 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Registered representative Security Broker-dealer United States securities law Financial economics Financial system