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SEF
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11	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-08-15 15:51:43 Futures markets Commodity Futures Trading Commission CFTC Futures contract SEF Finance Money Swap Execution Facility
12	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-06 18:10:44 Commodity Futures Trading Commission Commodity Exchange Act Regulatory compliance Securities Exchange Act Economy of the United States Finance Commodity markets Swap Execution Facility
13	TRADITION SEF, Inc. Scot J. Halvorsen Senior Regulatory Counsel and Secretary Legal Department Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:54:51 Commodity Futures Trading Commission Futures contract SEF CFTC Commodity Exchange Act Finance Economy Money Commodity markets Swap Execution Facility
14	Tradition SEF, Inc. Participant Information Form (Rev Oct 2016) Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2016-10-17 16:17:18 FICC Email Investment banking
15	Tradition SEF, Inc. Participant NoticeNotice of Product Certifications to Tradition SEF’s Equity and Credit Asset Classes CFTC Submission Nos, andSeptember 18, 2018 Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-26 17:57:38 Commodity Futures Trading Commission CFTC Commodity Exchange Act Swap Execution Facility Finance Economy Commodity markets
16	Tradition SEF, Inc. Participant NoticeTradition SEF Revised Holiday Notice March 26, 2018 To : Tradition SEF Authorized Representatives Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-03-26 11:51:07
17	Tradition SEF, Inc. The participant located in Quebec (the “Participant”) receiving access to the swap execution facility (the “SEF”) of Tradition SEF, Inc. (“Tradition”) represents to Tradition that: Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2017-07-05 08:55:26 Economy Money Finance Financial markets Swap Execution Facility Payment systems Derivative Clearing house Clearing Counterparty ACT Investment Industry Regulatory Organization of Canada
18	Tradition SEF, Inc. Participant NoticeCredit Default Swap Rolls HY Minimum Order Size September 28, 2018 To: Add to Reading List Source URL: www.traditionsef.com - Date: 2018-10-01 09:52:11
19	Tradition SEF, Inc. Participant NoticeTradition SEF Fee Schedule CFTC Submission NoSeptember 6, 2018 To : Tradition SEF Authorized Representatives Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-09-06 18:12:22 Commodity Futures Trading Commission CFTC Swap Execution Facility
20	Tradition SEF, Inc. Participant NoticeReminder of Certain Obligations of Tradition SEF Market Participants May 14, 2018 To: Add to Reading List Source URL: www.traditionsef.com Language: English - Date: 2018-05-14 19:20:14 SEF Commodity Futures Trading Commission Derivative Swap Execution Facility

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