SR-22

Results: 318



#Item
211Financial services / Collective investment schemes / Funds / Institutional investors / Mutual fund / U.S. Securities and Exchange Commission / ACT / Depository Trust & Clearing Corporation / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]April 22, 2004 Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change to Eliminat

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Language: English - Date: 2004-04-22 11:22:29
212Order / Security / Economics / Stock market / Rebate / Business

SR-NSX[removed]Ex 5 Page 18 of 22 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets].

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Language: English - Date: 2012-11-12 09:48:19
213Investment / Option / Strike price / Stock / Options Price Reporting Authority / Option screener / Financial economics / Options / Finance

SR-BATS[removed]Exhibit 5 Page 22 of 23

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Language: English - Date: 2010-11-17 13:10:17
214Private law / Law / Business law / Legal entities / Corporate finance / Board of directors / Corporation / Incorporation / Corporate law / Business / Corporations law / Stock market

SR-ISE[removed]; Amendment No. 1 Date Submitted: December 11, 2007 Page 22 of 122 EXHIBIT 5B – Amended and Restated Holdings’ Bylaws All text is new.

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Language: English - Date: 2007-12-13 15:01:50
215Economy of the United States / New York Stock Exchange / NYSE Arca / Market data / Regulation NMS / Investment / Securities Exchange Act / NYSE Euronext / United States Securities and Exchange Commission / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 22, 2010 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to Changes i

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Language: English - Date: 2010-01-25 10:25:38
216Investment / NYSE Euronext / Finance / Stock market / Economy of the United States / New York Stock Exchange / Regulation NMS / Order / NYSE Arca / Financial markets / Financial economics / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]January 22, 2009 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Acc

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Language: English - Date: 2009-01-23 13:07:51
217Financial regulation / Financial Industry Regulatory Authority / Financial economics / Securities Exchange Act / Alternative display facility / ACT / U.S. Securities and Exchange Commission / Trade Reporting And Compliance Engine / United States securities law / Self-regulatory organizations / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 22, 2011 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti

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Language: English - Date: 2011-12-27 10:04:06
218Exercise / Exchange-traded fund / Option / International Securities Exchange / Call option / Futures contract / Binary option / Financial economics / Finance / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]March 22, 2004 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amen

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Language: English - Date: 2004-03-24 09:14:36
219SPDR / International Securities Exchange / Dow Jones Industrial Average / IShares / Securities Exchange Act / Inverse exchange-traded fund / Financial economics / Investment / Exchange-traded funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]August 22, 2008 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Pr

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Language: English - Date: 2008-08-25 14:06:53
220Stock market / United States securities law / Investment / 73rd United States Congress / National best bid and offer / Regulation NMS / Securities Exchange Act / Finance / New York Stock Exchange / United States Securities and Exchange Commission / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 22, 2011 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Language: English - Date: 2011-12-23 14:06:57
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