SR-22 - PDFSEARCH.IO - Document Search Engine

SR-22
Results: 318

#	Item
241	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]November 22, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 09:04:51 Stock market Economy of the United States Financial Industry Regulatory Authority ACT Alternative display facility OTC Bulletin Board Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Financial economics United States securities law Investment
242	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]August 22, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending 303A.00 of the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-22 18:30:38 Finance Audit committee Internal audit Chief audit executive Audit Internal control Securities Exchange Act Institute of Internal Auditors U.S. Securities and Exchange Commission Auditing Accountancy Business
243	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]December 22, 2011 Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-23 08:14:28 Financial economics Chicago Mercantile Exchange Securities Exchange Act Commodity Futures Trading Commission Futures contract Internal Revenue Service Financial system Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission
244	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 22, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 09:22:53 Chicago Board Options Exchange Finance United States Securities and Exchange Commission Option S&P 500 Securities Exchange Act Financial economics Economy of the United States Investment
245	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]November 22, 2013 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-25 09:19:11 Futures contract Chicago Mercantile Exchange Commodity Futures Trading Commission Derivative Interest rate swap Commodity Futures Modernization Act Financial economics Financial system Finance
246	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CME[removed]March 22, 2012 Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change to Amend Certain Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-26 11:34:12 Chicago Mercantile Exchange Credit default swap Futures contract Derivative Commodity Futures Trading Commission Securities Exchange Act Financial economics Financial system Finance
247	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-SCCP[removed]September 22, 2006 Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-09-25 14:54:12 Self-regulatory organizations Securities Exchange Act Philadelphia Stock Exchange U.S. Securities and Exchange Commission Economy of the United States Financial regulation United States United States securities law United States Securities and Exchange Commission 73rd United States Congress
248	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]January 22, 2010 Self-Regulatory Organizations; NYSE Amex, Inc.; Order Approving Proposed Rule Change to Establish the NYSE Amex Rea Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-25 11:03:30 New York Stock Exchange Market data NYSE Arca Economics Securities Exchange Act Financial economics Regulation NMS Market NYSE Euronext United States Securities and Exchange Commission Financial markets Economy of the United States
249	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 22, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-22 17:46:50 United States Securities and Exchange Commission Finance Business Securities Exchange Act NASDAQ U.S. Securities and Exchange Commission Chicago Board Options Exchange Stock market United States securities law Economy of the United States 73rd United States Congress
250	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 22, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-23 09:07:02 United States Securities and Exchange Commission U.S. Securities and Exchange Commission Financial regulation Securities and Exchange Commission Government United States United States securities law 73rd United States Congress Securities Exchange Act

UPDATE