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Securities Industry Association
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1	Asia Securities Industry & Financial Markets Association Best Practices for Effective Development of Fintech June 2017 Developed with support from an ASIFMA member working group led by: Add to Reading List Source URL: www.asifma.org Language: English - Date: 2017-06-08 04:02:52
2	OMB APPROVAL OMB Number: Expires: August 31, 2011 Estimated average burden Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:20 Law Financial Industry Regulatory Authority United States securities law Civil procedure Arbitration Arbitral tribunal Costs in English law Securities regulation in the United States Contract Securities Exchange Act U.S. Securities and Exchange Commission United States Arbitration Association
3	UCITS IV luxembourg: where else? Photo: Olivier Minaire The location of choice for the establishment Add to Reading List Source URL: www.alfi.lu Language: English - Date: 2012-07-27 04:17:17 Economy Finance Money Collective investment schemes Investment Financial services Funds Undertakings for Collective Investment in Transferable Securities Directive Association of the Luxembourg Fund Industry Common contractual fund SICAV Specialized investment fund
4	FOR IMMEDIATE RELEASE ILPA Publishes Updated 2011 Private Equity Principles and First Standardized Reporting Industry Template to Help Enhance the Private Equity Asset Class Globally Updated Principles reflect continued Add to Reading List Source URL: ilpa.org Language: English - Date: 2015-08-18 10:36:26 Finance Money Economy Private equity Equity securities Institutional Limited Partners Association Venture capital Investment Financial markets Equity
5	World Elder Abuse Awareness Day Second GLOBAL Summit 11th Anniversary \| Thursday, June 16, 2016 \| Washington, DC AGENDA Add to Reading List Source URL: www.napsa-now.org Language: English - Date: 2016-06-09 16:11:06 Securities Industry and Financial Markets Association AARP U.S. Securities and Exchange Commission Economy Politics of the United States Structure
6	Federal Register / Vol. 77, NoFriday, April 13, Notices DCO, which is subject to regulation by the CFTC under the CEA. This rule Add to Reading List Source URL: www.batsoptions.com Language: English - Date: 2012-06-15 13:38:41 Law Financial Industry Regulatory Authority United States securities law Securities Industry and Financial Markets Association Economy U.S. Securities and Exchange Commission Government Securities Exchange Act Class action Rulemaking
7	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C0900 Fax: www.nasaa.org Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-08-03 14:20:30 United States securities law Economy Finance Law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Uniform Securities Act Registered representative North American Securities Administrators Association Joseph Borg Securities Act Filing
8	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2015-03-20 17:10:33 Law Arbitration Financial Industry Regulatory Authority United States securities law Arbitral tribunal Securities Exchange Act Securities regulation in the United States Forum U.S. Securities and Exchange Commission United States Arbitration Association Consumer arbitration
9	BVCA Budget Submission 2011 EXECUTIVE SUMMARY The private equity and venture capital industry is confident that we can help deliver economic growth with the capital we are currently looking to invest as well as the gro Add to Reading List Source URL: www.bvca.co.uk Language: English - Date: 2013-07-01 05:07:31 Investment Private equity Venture capital Corporate finance Equity securities Venture capital trust British Private Equity and Venture Capital Association Angel investor Enterprise Investment Scheme Growth capital Seed money Scottish Equity Partners
10	Snapshot Marketing Funds and Investment Management & Advisory Services in Europe 2016 www.aosphere.com Add to Reading List Source URL: www.aosphere.com Language: English - Date: 2016-02-04 12:55:24 European Union directives Financial services Systemic risk Investment Financial markets Undertakings for Collective Investment in Transferable Securities Directive Alternative Investment Fund Managers Directive Markets in Financial Instruments Directive Specialized investment fund Investment fund Association of the Luxembourg Fund Industry

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