SRO FICC: Notice of Filing of Proposed Rule Change to Provide Interpretive Guidance to Members Regarding the Criteria Used to Place Members on Surveillance Status

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Date: 2004-11-18 12:59:56 First Issues Collectors Club Financial markets United States securities law U.S. Securities and Exchange Commission UBS Broker-dealer Securities Exchange Act Federal Reserve System Financial economics Investment Finance		SRO FICC: Notice of Filing of Proposed Rule Change to Provide Interpretive Guidance to Members Regarding the Criteria Used to Place Members on Surveillance Status Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 101,77 KB Share Document on Facebook

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