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SRO FICC: Notice of Filing of Proposed Rule Change to Provide Interpretive Guidance to Members Regarding the Criteria Used to Place Members on Surveillance Status
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Document Date: 2004-11-18 12:59:56

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File Size: 101,77 KB

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City

Washington / DC / /

Company

Fixed Income Clearing Corporation / /

/

IndustryTerm

Internet comment form / bank members / Internet Web site / /

Organization

Government Securities Division / Mortgage-Backed Securities Division / I. Self-Regulatory Organization / Securities and Exchange Commission / Division of Market Regulation / Self-Regulatory Organization / /

Person

Jonathan G. Katz / /

Position

Governor / Secretary / Deputy Secretary / broker / /

URL

www.ficc.com / http /

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