Page 16 of 35 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 0100. GENERAL STANDARDS - Selling away - Document - PDFSEARCH.IO

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	Page 16 of 35 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 0100. GENERAL STANDARDS Add to Reading List Document Date: 2014-11-12 16:57:06 Open Document File Size: 41,02 KB Share Result on Facebook Company Exempted Securities Except Municipal Securities / / Facility ALTERNATIVE DISPLAY FACILITY / / IndustryTerm retail communications / / Organization Supervision of Accounts / NASD / Market Regulation Department / FINRA's Market Regulation Department / FINRA / No / Supervise Each / / Position corporate officer / / SocialTag Business Securities Investment Stock market Financial Industry Regulatory Authority Alternative display facility Securities regulation in the United States Settlement Selling away United States securities law

Page 16 of 35 EXHIBIT 5 Exhibit 5 shows the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 0100. GENERAL STANDARDSAdd to Reading List