Georgetown University Law Center / University of Akron School / University of Pennsylvania School / University School / University Law School / University of Virginia School / City University of New York / Brooklyn College / /
IndustryTerm
Online Brokerage / securities law / taught securities law / law / /
Organization
Enforcement Division / office of Congressional / office of the Administrative Law Judges Vacant / Brooklyn College / Commission’s office of General / office of International Affairs / office of Public Affairs / U.S. Securities and Exchange Commission / Army / Fisk University / Senate / office of Investor Education / Commission’s mission / Antioch School of Law in Washington / SEC Historical Society / St. John’s University School of Law / the University of Pennsylvania School of Law / office of the General / University of Virginia School of Law / the City University of New York / office of Legislative Affairs / United States Securities and Exchange Commission / office of General Counsel Meyer Eisenberg / office of Equal Employment Opportunity James M. McConnell / Georgetown University Law Center / University of Akron School of Law / Congress / Commission’s Enforcement Division / United States Senate Committee on Banking / Housing and Urban Affairs / office of Compliance Inspections / George Washington University Law School / /
Person
James Daly / James M. McConnell / David Kornblau / Barry D. Miller / Douglas Scheidt / Francis M. Wheat / Casey Carter / William Tolbert / John Walsh / Deborah Balducchi / Ray Garrett / Jr. / Belinda Blaine / Cynthia Fornelli / Anne E. Chafer / Michael A. Macchiaroli / Mauri Osheroff / Robert Plaze / Catherine McGuire / Diane Sanger / Stephen M. Cutler / David Martin / Mark Radke / Harvey L. Pitt / Susan Wyderko / David Becker / Robert K. Herdman / John McCarthy / Karen Burgess / Lisa Panasiti / Thomas Newkirk / Margaret Carpenter / Peter H. Bresnan / Laura S. Unger / Jonathan G. Katz / Robert L.D. Colby / Charles Niemeier / Shelley E. Parratt / Vacant / Annette Nazareth / Allan Beller / Linda Thomsen / Kenneth Fogash / Brian Gross / Susan Nash / Jayne Seidman / Joan McKown / Michael McAlevey / Bill Clinton / Gene Gohlke / David B. Smith / Bush / Larry E. Bergmann / Martin Dunn / Jacob H. Stillman / Richard M. Humes / Elizabeth King / Lori A. Richards / Meridith Mitchell / Isaac C. Hunt / Jr. / Paul Berger / Assistance Michael Robinson / Paul Roye / Christi Harlan / William Baker / /
Position
twentysixth Chairman / Deputy Chief Litigation Counsel / Advisor / Director of the Commission / Executive Director / President / Professor of Law / King / Associate Director / Dean and professor of Law / Secretary / Director / Division of Corporation Finance* Michael McAlevey / Deputy Director / founding trustee and the president / staff attorney / Acting Chairman / Solicitor / Chief of Staff / Chief Accountant / Chief Counsel / Director / Division of Investment Management Cynthia Fornelli / Deputy Director / Securities Counsel / Senior Associate Director / Special Counsel / Associate Director/Chief Counsel / Director Michael Bartell / Director of Communications / attorney / Chairman / Senator / Chief Economist / Counsel / Editor / Deputy General Counsel / Acting General Counsel / General Counsel / Dean / Director Mary Ann Gadziala / Director / Division of Enforcement / Commission Members Chairman / Counselor / Principal Associate General Counsel / Associate General Counsel / Chairman / Legal Assistant / Deputy Director / Director / Associate Director / Commissioner / Chief Litigation Counsel / Executive Assistant / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Director of the Commission’s Division / /
INTRODUCTION The U.S. Securities and Exchange Commission (SEC) is pleased to provide this Annual Report for fiscal year[removed]The activities and accomplishments presented on the following pages continue the agency’s lo